The gateway no longer holds any policy state — capability sets, role
definitions, workspace scope rules. Per the IAM contract it asks the
regime "may this identity perform this capability on this resource?"
per request. That moves the OSS role-based regime entirely into
iam-svc, which can be replaced (SSO, ABAC, ReBAC) without changing
the gateway, the wire protocol, or backend services.
Contract:
- authenticate(credential) -> Identity (handle, workspace,
principal_id, source). No roles, claims, or policy state surface
to the gateway.
- authorise(identity, capability, resource, parameters) -> (allow,
ttl). Cached per-decision (regime TTL clamped above; fail-closed
on regime errors).
- authorise_many available as a fan-out variant.
Operation registry drives every authorisation decision:
- /api/v1/iam -> IamEndpoint, looks up bare op name (create-user,
list-workspaces, ...).
- /api/v1/{kind} -> RegistryRoutedVariableEndpoint, <kind>:<op>
(config:get, flow:list-blueprints, librarian:add-document, ...).
- /api/v1/flow/{flow}/service/{kind} -> flow-service:<kind>.
- /api/v1/flow/{flow}/{import,export}/{kind} ->
flow-{import,export}:<kind>.
- WS Mux per-frame -> flow-service:<kind>; closes a gap where
authenticated users could hit any service kind.
85 operations registered across the surface.
JWT carries identity only — sub + workspace. The roles claim is gone;
the gateway never reads policy state from a credential.
The three coarse *_KIND_CAPABILITY maps are removed. The registry is
the only source of truth for the capability + resource shape of an
operation. Tests migrated to the new Identity shape and to
authorise()-mocked auth doubles.
Specs updated: docs/tech-specs/iam-contract.md (Identity surface,
caching, registry-naming conventions), iam.md (JWT shape, gateway
flow, role section reframed as OSS-regime detail), iam-protocol.md
(positioned as one implementation of the contract).
12 KiB
| layout | title | parent |
|---|---|---|
| default | Capability Vocabulary Technical Specification | Tech Specs |
Capability Vocabulary Technical Specification
Overview
Every gateway endpoint maps to exactly one capability — a string from a closed vocabulary defined in this document. When the gateway authorises a request, it hands the IAM regime four things: the authenticated identity, the required capability, the operation's resource (the structured identifier of what's being operated on), and the operation's parameters. The IAM regime decides allow or deny; see the IAM contract for the full abstraction.
A capability is a permission, not a structural classification.
graph:read says "the caller may read graphs"; it does not say
where graphs live or how they are addressed. The shape of a
request — whether workspace appears in the URL, the envelope, or
the body, and whether it is a resource address component or an
operation parameter — is determined by what the operation operates
on, not by what permission it requires. Permission and structure
are orthogonal; the contract takes both.
This document defines:
- The capability vocabulary — the closed list of capability
strings the gateway uses as input to
authorise. All IAM regimes share this vocabulary; that's the only schema the gateway and the IAM regime have to agree on. - The open-source role bundles — the role-and-scope table the
OSS IAM regime uses to answer
authorisecalls. Other regimes answer the same call differently; the bundles below are an OSS-specific implementation detail, not a contract assertion.
A regime may evaluate authorise using role bundles (OSS), IdP
group memberships, attribute-based policies, relationship tuples,
or any other mechanism. The gateway is unaware of which. The
capability strings — and the resource component vocabulary the
gateway populates alongside them — are the only thing both sides
have to agree on.
Motivation
The original IAM spec used hierarchical "minimum role" checks
(admin implies writer implies reader). That shape is simple
but paints the role model into a corner: any enterprise need to
grant a subset of admin abilities (helpdesk that can reset
passwords but not edit flows; analyst who can query but not ingest)
requires a protocol-level change.
A capability vocabulary decouples "what a request needs" from "what roles a user has" and makes the role table pure data. The open-source bundles can stay coarse while the enterprise role table expands without any code movement.
Design
Capability string format
<subsystem>:<verb> or <subsystem> (for capabilities with no
natural read/write split). All lowercase, kebab-case for
multi-word subsystems.
Capability list
Data plane
| Capability | Covers |
|---|---|
agent |
agent (query-only; no write counterpart) |
graph:read |
graph-rag, graph-embeddings-query, triples-query, sparql, graph-embeddings-export, triples-export |
graph:write |
triples-import, graph-embeddings-import |
documents:read |
document-rag, document-embeddings-query, document-embeddings-export, entity-contexts-export, document-stream-export, library list / fetch |
documents:write |
document-embeddings-import, entity-contexts-import, text-load, document-load, library add / replace / delete |
rows:read |
rows-query, row-embeddings-query, nlp-query, structured-query, structured-diag |
rows:write |
rows-import |
llm |
text-completion, prompt (stateless invocation) |
embeddings |
Raw text-embedding service (stateless compute; typed-data embedding stores live under their data-subject capability) |
mcp |
mcp-tool |
collections:read |
List / describe collections |
collections:write |
Create / delete collections |
knowledge:read |
List / get knowledge cores |
knowledge:write |
Create / delete knowledge cores |
Control plane
| Capability | Covers |
|---|---|
config:read |
Read workspace config |
config:write |
Write workspace config |
flows:read |
List / describe flows, blueprints, flow classes |
flows:write |
Start / stop / update flows |
users:read |
List / get users within the workspace |
users:write |
Create / update / disable users within the workspace |
users:admin |
Assign / remove roles on users within the workspace |
keys:self |
Create / revoke / list own API keys |
keys:admin |
Create / revoke / list any user's API keys within the workspace |
workspaces:admin |
Create / delete / disable workspaces (system-level) |
iam:admin |
JWT signing-key rotation, IAM-level operations |
metrics:read |
Prometheus metrics proxy |
Open-source role bundles
The open-source edition ships three roles:
| Role | Capabilities |
|---|---|
reader |
agent, graph:read, documents:read, rows:read, llm, embeddings, mcp, collections:read, knowledge:read, flows:read, config:read, keys:self |
writer |
everything in reader + graph:write, documents:write, rows:write, collections:write, knowledge:write |
admin |
everything in writer + config:write, flows:write, users:read, users:write, users:admin, keys:admin, workspaces:admin, iam:admin, metrics:read |
Open-source bundles are deliberately coarse. workspaces:admin and
iam:admin live inside admin without a separate role; a single
admin user holds the keys to the whole deployment.
The agent capability and composition
The agent capability is granted independently of the capabilities
it composes under the hood (llm, graph, documents, rows,
mcp, etc.). A user holding agent but not llm can still cause
LLM invocations because the agent implementation chooses which
services to invoke on the caller's behalf.
This is deliberate. A common policy is "allow controlled access
via the agent, deny raw model calls" — granting agent without
granting llm expresses exactly that. An administrator granting
agent should treat it as a grant of everything the agent
composes at deployment time.
Authorisation evaluation (OSS regime)
This section describes how the OSS IAM regime answers
authorise(identity, capability, resource, parameters). Other
regimes answer the same contract differently; only the inputs (the
capability vocabulary, the resource components, the parameter
shape) are shared.
For a request bearing a resolved set of roles
R = {r1, r2, ...}, a required capability c, a resource, and
parameters:
let target_workspace =
resource.workspace (workspace-/flow-level resources)
or parameters.workspace (system-level resources whose
parameters reference a workspace)
or unset (system-level operations with no
workspace context)
allow if some role r in R has c in its capability bundle
and (target_workspace is unset
or r's workspace_scope permits target_workspace)
The OSS regime considers workspace from whichever role it plays in the operation:
- For workspace-level and flow-level resources, the workspace lives
in
resource.workspaceand that is what the role's scope is checked against. - For system-level resources whose operation parameters reference a
workspace (e.g.
create-user with workspace association W), workspace lives inparameters.workspaceand that is what the role's scope is checked against. The resource is system-level (resource = {}) but the workspace constraint still bites. - For system-level operations with no workspace context (e.g.
bootstrap,rotate-signing-key), the workspace-scope check collapses — only capability-bundle membership matters.
No hierarchy, no precedence, no role-order sensitivity. A user with a single role is the common case; a user with multiple roles is allowed if any role independently grants both the capability and the relevant workspace scope.
Enforcement boundary
Capability checks — and authentication — are applied only at the API gateway, on requests arriving from external callers. Operations originating inside the platform (backend service to backend service, agent to LLM, flow-svc to config-svc, bootstrap initialisers, scheduled reconcilers, autonomous flow steps) are not capability-checked. Backend services trust the workspace set by the gateway on inbound pub/sub messages and trust internally-originated messages without further authorisation.
This policy has four consequences that are part of the spec, not accidents of implementation:
- The gateway is the single trust boundary for user authorisation. Every backend service is a downstream consumer of an already-authorised workspace scope.
- Pub/sub carries workspace, not user identity. Messages on the bus do not carry credentials or the identity that originated a request; they carry the resolved workspace only. This keeps the bus protocol free of secrets and aligns with the workspace resolver's role as the gateway-side narrowing step.
- Composition is transitive. Granting a capability that the
platform composes internally (for example,
agent) transitively grants everything that capability composes under the hood, because the downstream calls are internal-origin and are not re-checked. The composite nature ofagentdescribed above is a consequence of this policy, not a special case. - Internal-origin operations have no user. Bootstrap, reconcilers, and other platform-initiated work act with system-level authority. The workspace field on such messages identifies which workspace's data is being touched, not who asked.
Trust model. Whoever has pub/sub access is implicitly trusted to act as any workspace. Defense-in-depth within the backend is not part of this design; the security perimeter is the gateway and the bus itself (TLS / network isolation between the bus and any untrusted network).
Unknown capabilities and unknown roles
- An endpoint declaring an unknown capability is a server-side bug and fails closed (403, logged).
- A user carrying a role name that is not defined in the role table is ignored for authorisation purposes and logged as a warning. Behaviour is deterministic: unknown roles contribute zero capabilities.
Capability scope
Every capability is implicitly scoped to the caller's resolved
workspace. A users:write capability does not permit a user
in workspace acme to create users in workspace beta — the
workspace-resolver has already narrowed the request to one
workspace before the capability check runs. See the IAM
specification for the workspace-resolver contract.
The three exceptions are the system-level capabilities
workspaces:admin and iam:admin, which operate across
workspaces by definition, and metrics:read, which returns
process-level series not scoped to any workspace.
Enterprise extensibility
Enterprise editions extend the role table additively:
data-analyst: {query, library:read, collections:read, knowledge:read}
helpdesk: {users:read, users:write, users:admin, keys:admin}
data-engineer: writer + {flows:read, config:read}
workspace-owner: admin − {workspaces:admin, iam:admin}
None of this requires a protocol change — the wire-protocol roles
field on user records is already a set, the gateway's
capability-check is already capability-based, and the capability
vocabulary is closed. Enterprises may introduce roles whose bundles
compose the same capabilities differently.
When an enterprise introduces a new capability (e.g. for a feature that does not exist in open source), the capability string is added to the vocabulary and recognised by the gateway build that ships that feature.
References
- IAM Contract Specification — the abstract
gateway↔IAM regime contract; capability strings are inputs to
authorise. - Identity and Access Management Specification
- IAM Service Protocol Specification — the OSS regime's wire-level protocol.
- Architecture Principles