omnigraph/docs/dev/invariants.md
Ragnor Comerford b183db078f
Index materialization is derived state: defer off the write path, reconcile via optimize (iss-848) (#246)
* test(engine): reproduce empty-table Vector @index aborting schema apply

A Vector (IVF) index trains k-means centroids over the column, so Lance
cannot build it on 0 vectors ("Creating empty vector indices with
train=False is not yet implemented"). schema apply reconciles a table's
whole index set whenever any @index on it changes, so adding an unrelated
scalar @index materializes the dormant empty vector index and aborts the
entire migration (all-or-nothing).

This regression test inits a 0-row Doc with a Vector @index, adds a scalar
@index, and asserts the apply succeeds (then loads one embedded row and
asserts the deferred index materializes). It fails today at the apply step
with the vector-index abort; the fix lands in the next commit.

Refs dev-graph iss-empty-vector-index-schema-apply, iss-848.

* fix(engine): defer Vector @index on an empty table instead of aborting schema apply

build_indices_on_dataset_for_catalog materialized a declared Vector @index
unconditionally. On a 0-row table Lance cannot train the IVF index
("Creating empty vector indices with train=False is not yet implemented"),
so any later migration that touches the table (e.g. adding an unrelated
scalar @index, which reconciles the table's whole index set) aborted the
entire migration on the dormant vector index — all-or-nothing.

Guard the vector arm with a row-count check, matching the guard
ensure_indices_for_branch and the branch-merge rebuild already use: an
untrainable column becomes a pending index that a later ensure_indices /
optimize materializes once the table has rows. Reads stay correct meanwhile
(vector search degrades to a brute-force scan).

Stop-gap: the residual rows-present-but-vectors-null window and the full
decoupling (intent recorded at apply, an idempotent coverage reconciler)
are dev-graph iss-848. Turns the green half of the regression test added in
the previous commit.

Refs dev-graph iss-empty-vector-index-schema-apply, iss-848, iss-687.

* docs(invariants): record the logical-contract-over-physical-state principle

The bug class behind the empty-table vector-index abort (and the schema-apply
vs optimize version drift) is one shape: a physical operation allowed to fail
a logical one. Several hard invariants (2, 5, 7, 13) and deny-list items are
already instances of this, but the unifying rule was never written down.

Add it to docs/dev/invariants.md as a "Governing principle" section above the
hard invariants, naming which invariants and deny-list items instantiate it
and the smell to watch for (a logical operation gated on a physical fact).
Add a one-line always-on rule (7) in AGENTS.md so it stays in working memory,
with the qualifier that genuine logical conflicts still fail loudly — the
licence to lag covers physical convergence, not correctness.

Audience-neutral: no private ticket refs. check-agents-md.sh passes.

* test(engine): index build must tolerate rows with null vectors (load-before-embed)

Loading rows whose vector column is null into a `Vector @index` table fails
today: build_indices (reached via the loader's prepare_updates_for_commit)
calls create_vector_index, and Lance's IVF KMeans errors "cannot train 1
centroids with 0 vectors". The same abort hits ensure_indices/optimize/schema
apply/merge, since they all funnel through build_indices_on_dataset_for_catalog.

This test loads two null-embedding rows and calls ensure_indices; it must not
abort (the untrainable vector column is deferred, sibling indexes still build).
Fails today at the load step; fixed in the next commit.

Refs dev-graph iss-848, iss-empty-vector-index-schema-apply.

* fix(engine): defer unbuildable index columns instead of aborting the write path

build_indices_on_dataset_for_catalog is the chokepoint every write path funnels
through (load/mutate via prepare_updates_for_commit, schema apply, ensure_indices,
optimize, branch merge). Its vector arm called create_vector_index
unconditionally, so a column with no trainable vectors yet — an empty table, or
rows loaded before `embed` populates them — aborted the whole operation with
Lance's IVF KMeans error.

Fault-isolate the vector build: on failure, record the column as a PendingIndex
(table, column, reason), log it, and continue building the sibling indexes; a
later ensure_indices/optimize materializes it once the column is trainable, and
reads use brute-force meanwhile. Manifest/CAS/IO errors at the publish boundary
still propagate. Isolating at the single chokepoint realizes the governing
principle (physical index state never fails a logical operation) for every write
path, and supersedes the earlier symptomatic count_rows==0 stop-gap (removed) —
closing the residual rows-present-but-vectors-null window it left open.

Surfacing pending index status rather than failing is the database norm
(Postgres indisvalid, LanceDB list_indices). ensure_indices and the build_indices
wrappers now return Vec<PendingIndex>; optimize surfaces it in a later commit.

Refs dev-graph iss-848, iss-951 (vector index stays inline-commit until lance#6666).

* test(engine): index-only schema apply must not touch table data

Adding an @index to an existing column should be a pure metadata change once
index materialization moves to the reconciler (iss-848): the apply records the
intent in the catalog/IR but builds nothing inline, so the table's manifest
version is unchanged. Today the indexed_tables block builds the index inline
and bumps the version (4 -> 5). Fixed in the next commit.

Refs dev-graph iss-848.

* fix(engine): schema apply records index intent only; index-only apply is metadata

Schema apply no longer builds indexes inline. The four build_indices calls
(added/renamed/rewritten/index-only tables) are removed; the @index/@key intent
is already persisted in the catalog/IR the apply writes, and the physical index
is materialized off the critical path by ensure_indices/optimize (iss-848).

Concretely:
- AddConstraint (an @index addition — every other added constraint plans as
  UnsupportedChange) becomes a pure metadata step alongside the metadata-only
  steps: it touches no table data, so the table version is unchanged.
- added/renamed/rewritten tables still write their data; only the trailing
  index build is gone. The rewritten table's coverage is restored later by
  optimize_indices.
- recovery_pins drops index-only tables (they no longer advance Lance HEAD) and
  keeps rewritten tables; their post_commit_pin = expected+1 is now exact (one
  rewrite commit), strengthening recovery classification.
- the now-orphaned Omnigraph::build_indices_on_dataset_for_catalog wrapper is
  removed.

A migration can no longer abort on an index build, for any index type at any
cardinality. Turns the green half of index_only_constraint_apply_touches_no_table_data.

Refs dev-graph iss-848.

* test(engine): optimize must converge a declared-but-unbuilt index

After iss-848, adding an @index post-data is a metadata-only apply that defers
the physical build, so the column is declared-indexed but unbuilt (reads scan).
`optimize` — the operator's cron reconciler — must materialize it. Today optimize
only maintains coverage of EXISTING indexes (optimize_indices) and never creates
missing ones, so the rank BTREE stays Degraded after optimize. Fixed next commit.

Refs dev-graph iss-848.

* fix(engine): optimize materializes declared-but-unbuilt indexes (the reconciler)

`omnigraph optimize` is the operator's cron reconciler. It already compacts and
folds new fragments into EXISTING indexes (optimize_indices); now it also builds
declared-but-missing indexes, so the indexes schema apply / load defer (iss-848)
converge on the next optimize.

Done inside optimize_one_table (not by composing the all-tables ensure_indices,
which is drift-blind and would re-publish the uncovered HEAD>manifest drift that
optimize deliberately skips): after the per-table drift/blob skips and under the
queue + Optimize sidecar already held, a needs_index_create gate (reusing
needs_index_work_node/edge — "declared index missing AND row_count > 0", so empty
tables stay no-ops) admits index-only work, and Phase B builds the missing index
over the just-compacted layout via the build chokepoint. An untrainable vector
column fault-isolates into the new TableOptimizeStats.pending_indexes (the
list_indices/indisvalid analog operators read), not a failure. committed now
reflects index commits, so the existing post-publish cache invalidation covers
them. LanceDB's optimize only maintains existing indexes; creating
declared-but-missing ones is the L2 behavior omnigraph's declarative @index needs.

Turns the green half of optimize_materializes_index_declared_but_unbuilt.

Refs dev-graph iss-848.

* docs: index materialization is deferred to the reconciler (iss-848)

Update the index-lifecycle docs to reflect the new contract: @index/@key
declares intent and the physical index is derived state that never fails a
logical operation. Schema apply builds nothing (records intent only);
load/mutate build inline through one chokepoint that defers an untrainable
Vector column as pending; optimize/ensure_indices is the reconciler that
creates declared-but-missing indexes and maintains coverage, reporting
still-pending columns.

Touches: dev/invariants.md (truth-matrix Index-lifecycle row), AGENTS.md
(capability matrix), user/search/indexes.md (L2 orchestration), user/operations/
maintenance.md (optimize reconciler bullet), dev/testing.md (new tests).

* test(server): schema_apply_route_can_add_index reflects deferred index build

iss-848 made schema apply record @index intent without building the physical
index inline. The route test asserted the index count increased after apply;
on an empty graph it now stays unchanged (the build is deferred to
ensure_indices/optimize). Assert the new contract: apply succeeds and the
physical index count is unchanged.

* fix(engine): precheck vector trainability — don't pin or swallow (PR review)

Two issues Cursor Bugbot caught in the chokepoint fault-isolation:

1. (HIGH) Pending vector pins roll back siblings. needs_index_work_node counted
   a missing vector index as work whenever the table had rows, so a column with
   no trainable vectors got pinned in the EnsureIndices recovery sidecar — but
   the build deferred it (zero commit). On a crash before manifest publish the
   classifier sees NoMovement and the all-or-nothing decision (recovery.rs
   decide()) rolls back the WHOLE sidecar, undoing a sibling table's committed
   index work.
2. (MED) Vector build swallowed fatal errors. The match arm converted every
   create_vector_index error into a deferred PendingIndex, hiding genuine
   I/O/manifest/Lance failures as "pending".

Fix both with one trainability precheck (vector_column_trainable: >=1 non-null
vector, the ivf_flat(1) minimum) used identically by needs_index_work_node and
the build arm: an untrainable column is never counted as work (so never pinned —
no zero-commit pin) and never attempted (so it can't fail); only a trainable
column is built, and then any error PROPAGATES (stays fatal). The deferred
column is still recorded as a PendingIndex with a clear reason.

Refs dev-graph iss-848.

* feat(cli): surface pending index column + reason in optimize output (PR review)

Codex (P2): pending_indexes was documented as visible in `optimize --json` but
the CLI projection never emitted it — operators would lose the only signal that
optimize has deferred index work. Greptile (P2): the stat dropped the reason, so
operators saw which column was stuck, not why.

Carry the reason: TableOptimizeStats.pending_indexes is now Vec<PendingIndex>
(column + reason), and `omnigraph optimize --json` emits {column, reason} per
pending index; human output prints a "↳ index pending on '<col>': <reason>" line.

Refs dev-graph iss-848.

* test: align CLI index-add test with deferred build; cover post-rename reconcile

- schema_apply_json_adds_index_for_existing_property (cli_schema_config.rs): the
  CLI analog of the server test — asserted the index count grew after apply;
  under iss-848 the apply defers the build, so the count is unchanged on an
  empty graph. Assert the deferred contract. (The only full-suite failure.)
- optimize_materializes_index_after_type_rename (maintenance.rs, new): covers
  the gap Greptile flagged — a RenameType writes the renamed table with rows but
  no indexes (inline build removed in Commit B); assert the rank index is
  Degraded post-rename and Indexed after optimize reconciles it.

Refs dev-graph iss-848.

* test(engine): in-source apply tests reflect deferred index materialization

The two db::omnigraph in-source unit tests asserted the old "schema apply builds
/ preserves indexes inline" behavior (the only remaining full-suite failures):

- test_apply_schema_defers_index_then_reconciler_builds_it (was
  test_apply_schema_adds_index_for_existing_property): apply records the @index
  intent but builds nothing; assert the BTREE on `age` is absent after apply and
  present after ensure_indices. (Uses `age`, unindexed in TEST_SCHEMA — `name
  @key` is already FTS-indexed at seed.)
- test_apply_schema_rewrite_defers_index_then_reconciler_restores (was
  test_apply_schema_rewrite_preserves_existing_indices): an AddProperty rewrite
  no longer rebuilds indexes inline; assert ensure_indices restores id BTREE +
  name FTS after the rewrite.

Verified by grep that these + the server/CLI tests are the complete set of
"apply builds an index" assertions; all other index-presence tests run after
load/ensure_indices/primitives, which still build.

Refs dev-graph iss-848.

* fix(engine): optimize always reports pending indexes, not only on create-work (PR review)

Cursor Bugbot (MED): pending_indexes was filled only when needs_index_create was
true, but the vector trainability precheck makes needs_index_work_node exclude an
untrainable Vector column. So a table whose sole missing index is untrainable, but
which optimize still compacts or reindexes, returned an empty pending_indexes —
contradicting the documented operator contract for deferred columns.

Run the (idempotent) build chokepoint unconditionally once past the no-op gate,
rather than gating it on needs_index_create. It skips existing indexes, builds
any buildable missing one, and reports an untrainable column as pending whether
the table entered for compaction, reindex, or index creation. needs_index_create
still gates the no-op decision (so an index-only table still enters the path).

Refs dev-graph iss-848.

* test(engine): reframe staged-BTREE-failure failpoint onto the reconciler path

ensure_indices_stage_btree_failure_leaves_existing_tables_writable fired
`ensure_indices.post_stage_pre_commit_btree` and expected `apply_schema` (adding
a type) to fail mid-BTREE-build. iss-848 removed apply's inline index build, so
that apply now succeeds and the test's unwrap_err panicked — it exercised a
removed code path.

Reframe onto where BTREE builds happen now: seed Person, add an `@index` on
`age` (apply records intent, defers the build), then `ensure_indices` builds the
deferred BTREE and the failpoint fires between stage and commit. Person's HEAD
is unchanged (no drift) and its EnsureIndices sidecar pins NoMovement; a write to
a different, unpinned table (Company) is unaffected (mutations/loads heal
roll-forward and proceed, unlike optimize/repair which refuse on a pending
sidecar). Preserves the original coverage (staged-index stage failure leaves
other tables writable, no drift) in the new architecture.

Refs dev-graph iss-848.

* feat(server): converge deferred indexes promptly after schema apply (iss-848)

Schema apply records @index intent but defers the physical build. On a
long-lived server, spawn a detached best-effort ensure_indices after a
successful apply so the indexes converge promptly instead of waiting for the
operator's next optimize. Fire-and-forget: it never blocks or fails the apply
response, and a failure is logged (the index still converges on the next
optimize). Guarded on result.applied. The CLI is one-shot, so it has no
equivalent; its convergence path is the optimize cadence.

handle.engine is already an Arc, so the spawn takes an owned clone. Convergence
itself is covered by the engine ensure_indices/optimize tests; the existing
empty-graph schema-apply route tests confirm the response is unaffected (the
spawn is a read-only no-op on an empty table).

Refs dev-graph iss-848.

* docs(maintenance): list pending_indexes in optimize per-table stats (consistency)
2026-06-15 18:48:43 +02:00

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Markdown

# Architectural Invariants
**Type:** standing review checklist
**Status:** living document
**Audience:** anyone proposing, reviewing, or implementing an OmniGraph change
This file is intentionally short. It records the rules that should be in
working memory for every non-trivial change. Detailed mechanics live in the
area docs linked below.
Use it this way:
- Review the change against **Hard Invariants** and the **Deny-list**.
- If code and docs disagree, either fix the code or add/update a **Known Gap**.
- Keep implementation ledgers, roadmap detail, and historical MR notes in the
per-area docs. This file is the filter, not the encyclopedia.
## Governing principle: logical contract over physical state
The hard invariants below are instances of one rule. Keep it in view whenever
a change touches the boundary between what the graph *means* and how it is
physically stored.
> **Logical state is the contract. Physical state — index coverage, fragment
> layout, compaction versions, staged writes — is derived, rebuildable, and may
> be produced asynchronously. A physical operation must never fail a logical
> one. Preconditions are checked against logical state; physical reconciliation
> is idempotent and may lag or retry. Genuine logical conflicts still fail
> loudly: the licence to lag covers physical convergence, not correctness.**
Invariants that instantiate it: **2** (manifest-atomic visibility) and **5**
(recovery is part of the commit protocol) — a partially-written physical layer
never changes what a graph commit means; **7** (indexes are derived state) — a
query is correct under partial index coverage, and expensive index work
converges from manifest state instead of gating the write path; **13** (failures
bounded and observable) — the licence to lag is not a licence to drop, so a
physical step that cannot make progress is surfaced, not swallowed. Deny-list
items that enforce it: synchronous inline vector/FTS index rebuilds on the
commit path; state that drifts from Lance or the manifest when it can be
derived; job queues for manifest-derivable state where a reconciler fits.
The failure shape it rules out: a legitimate background operation on the
physical layer (compaction, an index build, an interrupted staged write) is
allowed to break a logical operation (a query's correctness, a migration's
success, a branch's writability). The smell to watch for is a logical operation
whose precondition is a *physical* fact — a cached file version, an index's
existence, a fragment count. Make the precondition logical and let a reconciler
converge the physical state.
## Hard Invariants
1. **Respect the substrate.** Lance owns columnar storage, per-dataset
versioning, fragments, branches, compaction, cleanup, and index primitives.
DataFusion should own relational execution where it fits. Do not add custom
WALs, transaction managers, buffer pools, page formats, or local clones of
substrate behavior. Read [lance.md](lance.md) before guessing.
2. **Graph visibility is manifest-atomic.** Lance commits are per dataset.
OmniGraph's graph-level atomicity comes from publishing one manifest update
for the whole graph, guarded by expected table versions and sidecar recovery.
No write path may make a subset of touched node/edge tables visible as a
graph commit.
3. **A query reads one snapshot.** Query execution captures a manifest snapshot
for its lifetime. Do not re-read branch head mid-query to discover newer
table versions.
4. **Mutations publish at one boundary.** A `mutate_as` or `load` operation
accumulates constructive writes, commits each touched table at the end, then
publishes one manifest update. Do not commit per statement. Delete-only
queries are the documented inline residual; the parse-time D2 rule prevents
mixing deletes with insert/update until Lance exposes two-phase delete.
Read [writes.md](writes.md) and [execution.md](execution.md).
5. **Recovery is part of the commit protocol.** Writers that can advance Lance
HEAD before manifest publish must write `__recovery/{ulid}.json` sidecars.
`Omnigraph::open` in read-write mode runs the all-or-nothing sweep; the
write entry points (`load_as`, `mutate_as`, `apply_schema_as`,
`branch_merge_as`) and `refresh` run roll-forward-only recovery in-process,
so a long-lived process converges on its next write rather than at restart. Do not add a new writer kind without
sidecar coverage or an explicit proof that no Lance HEAD can move before
manifest publish.
6. **Strong consistency is the default.** Reads are snapshot-isolated, writes
are durable before acknowledgement, and branch reads observe the current
committed graph state. Any eventual-consistency mode must be explicit,
read-only, auditable, and non-default.
7. **Indexes are derived state.** Reads must see the correct result for the
branch they read even when index coverage is partial. Expensive index work
should converge from manifest state instead of extending the critical write
path. Scalar staged index builds and vector inline residuals are documented
in [writes.md](writes.md) and [indexes.md](../user/search/indexes.md).
8. **Schema identity survives renames.** Accepted schema identity must remain
stable across type and property renames. Rename support belongs in migration
planning, not in "drop and recreate" behavior. See the known gap below.
9. **Schema/data integrity failures are loud.** Type errors, required-field
misses, invalid edge endpoints, cardinality violations, and unsupported
mixed mutation modes fail before a graph commit is published. The system must
not invent placeholder nodes or silently weaken integrity.
10. **Query semantics are first-class IR concepts.** Search modes, mutations,
polymorphism, traversal, retrieval scores, imports, and policy predicates
belong in typed AST/IR/planner structures. Do not smuggle semantics through
strings, side tables, global state, or transport-specific flags.
11. **Transport/auth stay at the boundary.** Kernel crates should not depend on
HTTP, OpenAPI, bearer-token parsing, or future transport protocols. The
server resolves bearer tokens to actors; clients cannot set actor identity
directly.
12. **Bearer-token plaintext is not retained.** Server startup hashes bearer
tokens, authentication uses constant-time comparison, and request handling
carries only the resolved actor identity and hash-derived match state.
13. **Operational failures are bounded and observable.** Timeout, memory, OOM,
partial result, recovery, and conflict paths must fail loudly or degrade in
a documented way. If a metric affects plan choice or operator behavior, it
must be exposed through the relevant trait or observability surface.
14. **Tests match the boundary being changed.** Prefer extending the existing
test that owns the area. Planner changes need planner-level coverage,
storage changes need storage/recovery coverage, and end-to-end tests are not
a substitute for missing lower-level assertions. Read [testing.md](testing.md)
before adding tests.
## Current Truth Matrix
| Area | Current state | Source |
|---|---|---|
| Multi-table commit | Manifest CAS plus recovery sidecars; not a single Lance primitive | [writes.md](writes.md), [architecture.md](architecture.md) |
| Constructive mutations | In-memory `MutationStaging`, one end-of-query table commit per touched table, then one manifest publish | [writes.md](writes.md), [execution.md](execution.md) |
| Deletes | Inline-commit residual; delete-only queries allowed, mixed insert/update/delete rejected by D2 | [query-language.md](../user/queries/index.md), [writes.md](writes.md) |
| Branch delete | Manifest is the single authority, flipped atomically first; per-table forks + commit-graph branch are derived state, reclaimed best-effort (`force_delete_branch`) with the `cleanup` reconciler as the guaranteed backstop. Reusing a name whose reclaim failed before `cleanup` surfaces an actionable error | [branches-commits.md](../user/branching/index.md), [maintenance.md](../user/operations/maintenance.md) |
| Schema validation | Type checks, required fields, defaults, edge endpoint checks, and edge cardinality are enforced on write paths | [schema-language.md](../user/schema/index.md), [execution.md](execution.md) |
| Unique constraints | Intra-batch and write-path checks exist; intake and branch-merge derive the composite key through one shared function (`loader::composite_unique_key`, a separator-free `Vec<String>` tuple) and fail loudly on an un-keyable column type rather than silently exempting it; full cross-version uniqueness against already-committed rows is still a gap | [schema-language.md](../user/schema/index.md) |
| Storage trait | `TableStorage` (via `db.storage()`) is staged-only; the inline-commit residuals (`delete_where`, `create_vector_index`) are split onto a separate sealed `InlineCommitResidual` trait reached via `db.storage_inline_residual()` (MR-854), so §1 holds by construction; capability/stat surfaces are roadmap | [writes.md](writes.md), [architecture.md](architecture.md) |
| Index lifecycle | `@index`/`@key` declares *intent*; the physical index is derived state and never fails a logical op. `schema apply` builds no indexes (records intent only; index-only changes touch no table data). `load`/`mutate` build inline through one chokepoint (`build_indices_on_dataset_for_catalog`, type-dispatched by `node_prop_index_kind`: enum + orderable scalar → BTREE, free-text String → FTS, Vector → vector) that fault-isolates an untrainable Vector column into a *pending* index instead of aborting. `optimize`/`ensure_indices` is the reconciler: it creates declared-but-missing indexes and folds appended/rewritten fragments into existing ones (`optimize_indices`), reporting still-pending columns. Explicit maintenance call, not yet a background loop | [indexes.md](../user/search/indexes.md), [maintenance.md](../user/operations/maintenance.md) |
| Traversal IDs | Runtime still builds `TypeIndex`; Lance stable row-id based graph IDs are roadmap | [architecture.md](architecture.md), [query-language.md](../user/queries/index.md) |
| Auth | Bearer token hashing and server-side actor resolution are implemented at the HTTP boundary | [server.md](../user/operations/server.md), [policy.md](../user/operations/policy.md) |
| Tests | Tempdir-backed Lance tests are the current substrate; the storage adapter has an in-memory backend for adapter-level contract tests, but Lance datasets bypass it | [testing.md](testing.md) |
The branch-delete reconciler is authority-derived: it reclaims orphaned forks
today and degrades to a no-op if Lance ships an atomic multi-dataset branch
operation, so the design composes with that future rather than blocking it. This
is the same shape as invariant 7 (indexes are derived state); prefer it over a
recovery-sidecar-style approach for any new multi-dataset metadata operation,
since the sidecar would be scaffolding to remove once the substrate closes the gap.
## Known Gaps
Do not hide these behind invariant wording. Either move them forward or keep
them explicit.
- **Rename-stable schema identity:** the invariant is that accepted IDs survive
renames. The current compiler still derives type IDs from `kind:name`; this
must be fixed before relying on renamed IDs across accepted schemas.
- **Storage abstraction:** `TableStorage` is present, sealed, and canonical for
staged writes. MR-854 sealed it: `db.storage()` exposes only staged primitives
+ reads, and the inline-commit residuals are split onto a separate sealed
`InlineCommitResidual` trait reached via `db.storage_inline_residual()`, so a
new writer cannot couple a write with a HEAD advance through the default
surface. The dead legacy methods (`append_batch` on the trait,
`merge_insert_batch{,es}`, `create_{btree,inverted}_index`) were removed. The
remaining residuals are `delete_where` and `create_vector_index`. The Lance
6.0.1 → 7.0.0 bump landed, so the staged two-phase delete API
(`DeleteBuilder::execute_uncommitted`, Lance #6658) is now available and MR-A
is unblocked — but the migration itself is still pending, so `delete_where`
stays inline for now. `create_vector_index` remains gated on Lance #6666
(still open). See [lance.md](lance.md) and [writes.md](writes.md). New write
paths should use the staged shape unless a documented Lance blocker applies.
- **Deletes and vector indexes:** `delete_where` and vector index creation still
advance Lance HEAD inline. The public delete two-phase API now exists (Lance
#6658 shipped in 7.0.0), so the delete residual is unblocked pending the MR-A
migration; vector index creation is still blocked (Lance #6666 open). Keep D2
and recovery coverage in place until those residuals are removed.
- **Blob-column compaction:** Lance `compact_files` mis-decodes blob-v2 columns
under its forced `BlobHandling::AllBinary` read ("more fields in the schema
than provided column indices"), so `optimize` skips any table with a `Blob`
property — reporting `SkipReason::BlobColumnsUnsupportedByLance` (loud, not a
silent drop) behind the `LANCE_SUPPORTS_BLOB_COMPACTION` gate. Reads and writes
are unaffected; only space/fragment reclamation on blob tables is deferred.
Remove the skip when the upstream Lance fix lands — the
`lance_surface_guards.rs::compact_files_still_fails_on_blob_columns` guard
turns red on that bump to force it.
- **Recovery is serialized against live writers in-process only:** the
write-entry heal (and `refresh`) serialize against a live writer's sidecar
lifetime via the per-`(table, branch)` write queues plus the schema-apply
serialization key — all in-process primitives. A recovery pass in one
process cannot serialize against a live writer in another (the open-time
sweep has the same exposure, and always has): it may roll a live foreign
writer's sidecar forward, which degrades to publisher-CAS contention for
data writes but can race the schema-staging promotion for a foreign live
schema apply. Multi-process writers on one graph are already documented
one-winner-CAS territory; closing this fully needs a cross-process
serialization primitive (e.g. lease-based use of the schema-apply lock
branch) — design it before promoting multi-process write topologies.
- **Local `write_text_if_match` is not a cross-process CAS:** object-store
backends use a true conditional put (ETag If-Match; the in-memory test
backend too), but upstream `object_store` leaves `PutMode::Update`
unimplemented for `LocalFileSystem`, so the local path emulates CAS with
a content-token compare followed by an atomic replace — a check-then-act
gap plus content-token ABA. Every current caller goes through the cluster
lock protocol first, which makes this safe. A lock-free caller would get
S3-correct but local-racy behavior — the same divergence shape as the
acknowledged-before-visible bug this branch fixed. Close it (local CAS
primitive, or a trait-level lock requirement) before admitting any
lock-free `if_match` caller.
- **Manifest→commit-graph publish atomicity:** a graph commit advances
`__manifest` (the visibility authority) and then appends `_graph_commits` as
two separate writes (`commit_updates_with_actor_with_expected`, failpoint
`graph_publish.before_commit_append`). A crash between them leaves the manifest
at version N with no commit-graph row for N. Live reads and durability are
unaffected — the live version resolves via the manifest
(`GraphCoordinator::version()`), not the commit-graph head — and the open-time
recovery sweep does NOT repair it (`lance_head == manifest_pinned` classifies
`NoMovement`; a recovery sidecar would not change this). Impact is bounded to
commit history: `commit list` misses N, time-travel by commit id to N fails,
and merge-base loses a node (a likely-benign off-by-one re-merge). This affects
every publish, not a specific maintenance command. Eventual fix: make the
commit graph reconcilable from the manifest (or the two writes atomic) — not a
recovery-sidecar concern.
- **Planner capability/stat surfaces:** cost-aware planning, complete
capability advertisement, and explain-with-cost are roadmap. Do not describe
them as implemented.
- **Traversal execution:** current multi-hop execution still uses `TypeIndex`,
ad-hoc ID filtering, and eager materialization in places. Stable row IDs, SIP,
and factorization are target patterns, not current fact.
- **Retrieval ranks:** hybrid search works, but rank/score are not yet carried
everywhere as ordinary columns through the plan.
- **Policy pushdown and `Source`:** Cedar enforcement is at the HTTP boundary
today, and imports are still loader-shaped. Planner predicates and a unified
`Source` operator are roadmap.
- **Resource bounds:** some operations still lack enforced per-query memory or
time budgets. New long-running work should add explicit bounds rather than
widening the gap.
## Deny-list
If a proposal fits one of these, the burden is on the proposer to prove why the
case is exceptional.
- Custom WAL, transaction manager, buffer pool, page format, or storage engine.
- Per-table graph publishing outside the manifest publisher.
- Re-reading current branch head during a query instead of using the captured
snapshot.
- New write paths that can advance Lance HEAD before manifest publish without a
recovery sidecar.
- Cross-query `BEGIN`/`COMMIT` transactions in the OSS engine. Use branches and
merges for multi-query workflows.
- Acknowledging writes before durable Lance and manifest persistence.
- Silent fallback to eventual consistency, partial results, or dropped rows.
- State that drifts from Lance or the manifest when it can be derived.
- Job queues for manifest-derivable state where a reconciler is the right shape.
- Synchronous inline vector/FTS index rebuilds on the query commit path, except
for documented Lance API residuals.
- Side-channels for query semantics: hidden globals, magic strings, transport
flags, or out-of-band metadata.
- Cost-blind plan choice when statistics are available or required.
- Hidden statistics for behavior that affects planning or operator choice.
- Hash-map iteration order in result ordering, plan choice, or migration output.
- String-flattened SQL/filter generation when a structured pushdown API is
available.
- Eager multi-hop cross-product materialization when factorization fits.
- Ad-hoc `IN`-list filtering where SIP or another structured selectivity path
fits.
- Discarding retrieval score/rank before fusion or projection decisions.
- Auto-creating placeholder nodes for orphan edges.
- Raw filesystem I/O for cluster-stored state (ledger, lock, sidecars,
approvals, catalog) outside the cluster crate's storage module — every
stored byte goes through the engine `StorageAdapter` so `file://` and
`s3://` stay one code path.
- Wire-protocol-specific code in compiler or engine crates.
- Cloud-only correctness fixes or forks of the OSS engine for correctness.
- Mutating immutable substrate state in place, including Lance fragments or
index segments.
- Shipping observable behavior as if it were not part of the contract. Output
ordering, error text, timestamp precision, defaults, and latency profiles all
become dependencies once exposed.
## Review Checklist
Use this as yes/no/NA for any non-trivial design or PR:
- Does it respect Lance/DataFusion instead of rebuilding them?
- Does it preserve manifest-atomic graph visibility?
- Does every query keep one snapshot for its lifetime?
- Do mutations publish once at the commit boundary?
- Can every Lance-HEAD-before-manifest gap recover all-or-nothing?
- Are schema and edge integrity checks strict by default?
- Are query semantics represented in AST/IR/planner structures?
- Are transport, auth, and policy boundaries preserved?
- Are failures bounded, typed, and observable?
- Are result ordering and plan choices deterministic within a snapshot?
- Are stats/capabilities exposed when behavior depends on them?
- Are existing known gaps left no worse and documented if touched?
- Does the test live at the same boundary as the change?
- Does the change avoid every deny-list pattern, or justify the exception?
## Maintenance Policy
Update this file when an invariant changes, a known gap opens or closes, or a
new review anti-pattern deserves deny-list treatment. Prefer stable headings
over numbered sections so other docs can link here without churn.
Removing or relaxing a hard invariant requires the same review process as code.
Adding a known gap is acceptable when it makes reality explicit; leaving stale
claims is not.