omnigraph/docs/dev/invariants.md
Ragnor Comerford 0dcdcf5a9d
feat(engine): Stage the delete path; retire the inline-delete residual (#308)
* test(engine): pin zero-row cascade delete must not drift an edge table (red)

A delete <Node> cascades a delete_where into every incident edge type. The
inline delete_where (Dataset::delete) advances Lance HEAD even when zero edges
match, but the cascade records the new version only if deleted_rows > 0 — so a
node with no incident edges leaves edge:Knows HEAD>manifest drift, which trips
the next strict write's ExpectedVersionMismatch and repair refuses it.

Red today: edge:Knows manifest=v5, Lance HEAD=v6. Goes green when delete moves
to the staged two-phase path (iss-950, Lance 7.0 DeleteBuilder::execute_uncommitted),
where a 0-row delete commits no Lance version and the deleted_rows>0 gate becomes
correct by construction.

* fix(engine): a zero-row delete must not advance Lance HEAD

Lance's Dataset::delete commits a new version even when the predicate matches
nothing (build_transaction always emits Operation::Delete), so a node delete
that cascades a delete_where into an incident edge type with no matching edges
advanced that edge table's Lance HEAD while the cascade skipped record_inline
(gated on deleted_rows > 0) — leaving HEAD>manifest drift that wedged the next
strict write and that repair refused as suspicious/unverifiable.

Use Lance 7.0's two-phase DeleteBuilder::execute_uncommitted to read
num_deleted_rows before committing: a no-match delete now advances nothing (no
version, no drift) and the existing deleted_rows>0 gate is correct by
construction. Non-zero deletes commit the staged transaction with
skip_auto_cleanup + affected_rows (parity with the prior inline path).

First step of the staged-delete migration (iss-950); turns the
node_delete_with_no_incident_edges_leaves_no_edge_table_drift regression green.

* feat(engine): stage_delete two-phase primitive (MR-A step 0)

Add TableStore::stage_delete (Lance 7.0 DeleteBuilder::execute_uncommitted),
the two-phase analogue of stage_merge_insert: writes deletion files without
advancing Lance HEAD, returns Option<StagedWrite> (None on 0 rows = true no-op),
carrying the deletion-vector updated_fragments as new_fragments and the
superseded originals as removed_fragment_ids so combine_committed_with_staged
makes the deletion visible to in-query reads.

No affected_rows is threaded: like stage_merge_insert's Operation::Update commit,
the staged delete relies on OmniGraph's per-table write queue + manifest CAS, not
Lance's per-dataset conflict resolver (commit_staged is a single attempt).

Flip the two residual guards to the staged path: staged_writes.rs now asserts
stage_delete does NOT advance HEAD and that a staged delete is read-your-writes
visible (the deletion-vector RYW proof D2 retirement depends on); the
lance_surface_guards delete guard pins execute_uncommitted's UncommittedDelete.

No behavior change yet (callers still use delete_where); Step 1 wires them.

* feat(engine): TableStorage::stage_delete + migrate merge delete path (MR-A step 1a)

Add stage_delete/Option<StagedHandle> to the TableStorage trait (delegates to
TableStore::stage_delete). Migrate the two branch_merge delete sites
(three-way RewriteMerged + adopt delta) from the inline delete_where residual to
stage_delete + commit_staged — identical in shape to the stage_merge_insert +
commit_staged pair above each. HEAD still advances within the merge sequence
(via commit_staged), under the unchanged SidecarKind::BranchMerge Phase-B
confirmation; the _pre_delete/_pre_index failpoints fire by position, unchanged.

merge_truth_table, branching, composite_flow green.

* feat(engine): migrate all delete sites to staged path, retire inline delete (MR-A step 1b/1c)

Routes every delete through the staged write path so delete never advances
Lance HEAD inline — the last inline-commit residual on the mutation path is
gone. `MutationStaging` now accumulates delete predicates (`record_delete`)
alongside pending write batches; at end-of-query `stage_all` combines a
table's predicates into one `(p1) OR (p2) …` `stage_delete` (a deletion-vector
transaction, no HEAD advance) and `commit_all` commits it through the same
`commit_staged` path as inserts/updates. Deletes are now ordinary staged
entries: one sidecar pin at `expected + 1`, no inline special-casing.

Migrated callers (all 5): the 3 mutation.rs sites (delete-node, cascade,
delete-edge) and the 2 merge.rs sites (already on stage_delete in step 1a).
`affected_edges`/`affected` move from post-inline-commit `deleted_rows` to a
committed `count_rows` at record time — exact under D₂, bounded by the cascade
working set. A predicate matching zero rows stages nothing (the staged
equivalent of the old "skip record_inline on 0 deleted rows"), so the zero-row
edge-table drift class stays closed by construction.

Retired scaffolding now that no caller remains:
- `MutationStaging.inline_committed` + `record_inline` → `delete_predicates` +
  `record_delete`; `StagedMutation.inline_committed`/`paths` fields and all the
  `commit_all` inline handling (queue keys, sidecar pins with the
  `record_inline` table_version special-case, the inline recheck loop).
- `open_table_for_mutation`'s post-inline-commit reopen branch (deletes no
  longer advance HEAD mid-query, so a second touch reopens at the pinned
  version like any write).
- `InlineCommitResidual::delete_where` + its `TableStore` impl, the orphaned
  `TableStore::delete_where`, and `DeleteState`. `InlineCommitResidual` now
  carries only `create_vector_index` (Lance #6666 still open).

D₂ stays for now: staged-delete read-your-writes doesn't yet compose into the
pending accumulator (insert-then-delete on one table), so mixed
insert/update/delete in one query is still rejected at parse time. Retiring D₂
is step 2. Doc comments updated to match across exec/, storage_layer, db/.

Tests (all green): writes, consistency, validators, end_to_end, composite_flow,
merge_truth_table, maintenance, recovery, staged_writes, forbidden_apis,
lance_surface_guards, changes, point_in_time (286), plus failpoints (63).

* docs: delete is a staged write, not an inline-commit residual (MR-A step 1)

Update the docs that described `delete` as the inline-commit residual now that
MR-A routes it through `stage_delete`. Always-loaded surfaces (AGENTS.md rule
4 / capability matrix, invariants.md Invariant 4 / truth matrix / known gaps)
plus the dev write-path docs (writes.md, execution.md incl. its mutation
sequence diagram, architecture.md) now state: deletes accumulate as predicates
and stage like inserts/updates, no inline HEAD advance; `InlineCommitResidual`
carries only `create_vector_index` (Lance #6666). The parse-time D₂ rule is
documented as retained — not because delete inline-commits, but because
staged-delete read-your-writes is not yet wired into the pending accumulator
(MR-A step 2). lance.md's 7.0 audit note marked MR-A as landed.

* docs: D₂ is a deliberate boundary, not temporary scaffolding (MR-A close-out)

After MR-A staged the delete path, D₂ (a mutation query is insert/update-only
OR delete-only) was left framed as temporary — "until Lance ships two-phase
delete" / "retire in step 2". Lance shipped that and we used it for the
inline-commit fix; D₂'s original justification is gone. It now stands for a
different, permanent reason: keeping a query to one kind keeps its
read-your-writes unambiguous and each table to one version per query. Retiring
it would buy single-commit mixed atomicity (cheap workaround: split, or a
branch) at the cost of an in-query delete view, pending pruning, edge
id-resolution, and two-commit-per-table ordering in the hot mutation path —
complexity not worth earning. Decision: keep D₂ as a deliberate boundary.

Reframes the now-stale wording everywhere, no logic change:
- The D₂ parse-time error message no longer promises "this restriction lifts
  when Lance exposes a two-phase delete API"; it states the boundary and points
  to a branch+merge for one atomic commit.
- `enforce_no_mixed_destructive_constructive` doc, AGENTS.md, invariants.md
  (Invariant 4 / truth matrix / removed from the known-gaps), writes.md,
  architecture.md, lance.md, and the user mutations doc (which wrongly said
  deletes "commit through a different path" — both stage now).
- Swept remaining stale `delete_where` mentions left from the Step-1 migration:
  the merge.rs "swap when upstream ships" comments (already swapped), the
  forbidden_apis / table_ops residual notes, the staged_writes vector-index
  guard doc (was "same as stage_delete's absence" — stage_delete now exists),
  and test comments/assert messages in recovery/maintenance/writes/failpoints.
  Genuinely-historical records (dated Lance audit, rfc-013, bug-case-fix) left.

Verified: engine builds warning-free; check-agents-md OK; writes/maintenance/
recovery/staged_writes/forbidden_apis all green. Closes MR-A.

* test(engine): overlapping delete predicates must not double-count affected_* (red)

Reproduces a reporting regression from the staged-delete migration flagged in
PR #308 review. Because deletes now stage (instead of inline-committing), two
delete statements in one query both scan the same unchanged committed snapshot;
counting each predicate independently over-reports `affected_*` when they
overlap. The old inline path committed each delete before the next ran, so it
counted distinct.

`delete Person where name = "Alice"` then `delete Person where age > 29` over
the standard fixture (Alice 30, Charlie 35) removes 2 distinct nodes and 3
distinct edges, but the buggy per-statement counting returns 3 nodes / 6 edges.
RED at this commit (asserts left=3, right=2).

* fix(engine): dedup overlapping delete predicates when counting affected_*

Count each delete statement against the committed snapshot MINUS the predicates
a prior delete statement on the same table already recorded:
`(pred) AND NOT ((prior1) OR (prior2) …)`. Summed over statements this is
inclusion-exclusion — `Σ |pₙ \ (p₁ ∪ …)| = |p₁ ∪ p₂ ∪ …|` — exactly the distinct
count the combined `(p1) OR (p2)` staged delete removes. Works for nodes and
edges alike with no edge identity needed; the node ID scan uses the same
exclusion so a later statement also doesn't re-cascade already-deleted nodes.
The ORIGINAL predicate is still what gets recorded (the staged delete removes
the union); only the count uses the exclusion. The common single-delete path is
unchanged (`prior` empty → filter is just the base predicate).

New helper `dedup_delete_filter` + `MutationStaging::recorded_delete_predicates`.
Turns the red regression test green (2 nodes / 3 edges); writes (33),
end_to_end, validators, maintenance, recovery, composite_flow, merge_truth_table,
consistency, changes, and failpoints (63) all stay green.

* test(engine): delete dedup must not drop NULL-column rows (red)

Follow-up to the overlapping-delete fix flagged in PR #308 review (Greptile P1):
the `(base) AND NOT (prior)` exclusion breaks under SQL three-valued logic. If a
prior delete predicate references a NULLable column, a later statement's
matching row whose column is NULL makes `prior` evaluate to UNKNOWN, `NOT
UNKNOWN` is UNKNOWN, and the row is filtered out of the scan — even though the
prior delete never matched it. That drops it from `deleted_ids`, skipping its
cascade (orphaned edges) or, if it is the only match, leaving the node
undeleted. A data bug, not just a miscount.

Data: Charlie(age 35), Zoe(age NULL); Knows Zoe→Charlie. `delete Person where
age > 30` then `delete Person where name = "Zoe"`. Under the buggy `NOT`, Zoe's
scan `(name='Zoe') AND NOT (age>30)` is UNKNOWN → Zoe survives. RED at this
commit (Person count left=1, right=0).

* fix(engine): NULL-safe delete dedup — exclude only definitely-matched prior rows

Change `dedup_delete_filter` from `(base) AND NOT (prior)` to
`(base) AND ((prior) IS NOT TRUE)`. `IS NOT TRUE` keeps both FALSE and UNKNOWN
rows, so a prior predicate that evaluates to SQL UNKNOWN (a NULL in a referenced
column) no longer drops a row this statement legitimately matches — only rows a
prior predicate matched as definitely TRUE are excluded from the count/scan. The
distinct-count semantics are unchanged for non-NULL data.

Turns the red NULL-dedup test green (Zoe deleted, her edge cascaded), and the
overlapping-dedup + writes/end_to_end/validators/maintenance/recovery/
composite_flow/consistency suites stay green.

* docs(engine): note dedup_delete_filter's load-bearing dependency on D₂

Self-review follow-up: the overlapping-delete dedup assumes the committed
snapshot is invariant across a query's statements, which holds only because D₂
forbids mixing writes with deletes (so a delete-touched table has no pending
writes). Make that dependency explicit at the function so a future D₂ relaxation
is forced to revisit the dedup. Comment-only.

* Preserve staged write commit metadata
2026-06-27 16:48:41 +02:00

426 lines
29 KiB
Markdown

# Architectural Invariants
**Type:** standing review checklist
**Status:** living document
**Audience:** anyone proposing, reviewing, or implementing an OmniGraph change
This file is intentionally short. It records the rules that should be in
working memory for every non-trivial change. Detailed mechanics live in the
area docs linked below.
Use it this way:
- Review the change against **Hard Invariants** and the **Deny-list**.
- If code and docs disagree, either fix the code or add/update a **Known Gap**.
- Keep implementation ledgers, roadmap detail, and historical MR notes in the
per-area docs. This file is the filter, not the encyclopedia.
## Governing principle: logical contract over physical state
The hard invariants below are instances of one rule. Keep it in view whenever
a change touches the boundary between what the graph *means* and how it is
physically stored.
> **Logical state is the contract. Physical state — index coverage, fragment
> layout, compaction versions, staged writes — is derived, rebuildable, and may
> be produced asynchronously. A physical operation must never fail a logical
> one. Preconditions are checked against logical state; physical reconciliation
> is idempotent and may lag or retry. Genuine logical conflicts still fail
> loudly: the licence to lag covers physical convergence, not correctness.**
Invariants that instantiate it: **2** (manifest-atomic visibility) and **5**
(recovery is part of the commit protocol) — a partially-written physical layer
never changes what a graph commit means; **7** (indexes are derived state) — a
query is correct under partial index coverage, and expensive index work
converges from manifest state instead of gating the write path; **13** (failures
bounded and observable) — the licence to lag is not a licence to drop, so a
physical step that cannot make progress is surfaced, not swallowed. Deny-list
items that enforce it: synchronous inline vector/FTS index rebuilds on the
commit path; state that drifts from Lance or the manifest when it can be
derived; job queues for manifest-derivable state where a reconciler fits.
The failure shape it rules out: a legitimate background operation on the
physical layer (compaction, an index build, an interrupted staged write) is
allowed to break a logical operation (a query's correctness, a migration's
success, a branch's writability). The smell to watch for is a logical operation
whose precondition is a *physical* fact — a cached file version, an index's
existence, a fragment count. Make the precondition logical and let a reconciler
converge the physical state.
## Hard Invariants
1. **Respect the substrate.** Lance owns columnar storage, per-dataset
versioning, fragments, branches, compaction, cleanup, and index primitives.
DataFusion should own relational execution where it fits. Do not add custom
WALs, transaction managers, buffer pools, page formats, or local clones of
substrate behavior. Read [lance.md](lance.md) before guessing. Respecting the
substrate also means *using* it idiomatically, not only refraining from
rebuilding it: reuse long-lived handles instead of re-opening per call,
resolve latest state through the substrate's cheap primitive instead of
re-scanning, and share its caches/session. Re-deriving per call what the
substrate keeps warm is a substrate violation even when no code is
reimplemented.
2. **Graph visibility is manifest-atomic.** Lance commits are per dataset.
OmniGraph's graph-level atomicity comes from publishing one manifest update
for the whole graph, guarded by expected table versions and sidecar recovery.
No write path may make a subset of touched node/edge tables visible as a
graph commit.
3. **A query reads one snapshot.** Query execution captures a manifest snapshot
for its lifetime. Do not re-read branch head mid-query to discover newer
table versions.
4. **Mutations publish at one boundary.** A `mutate_as` or `load` operation
accumulates writes — inserts/updates as pending batches, deletes as
predicates — stages each touched table at the end (deletes via
`stage_delete`, no inline HEAD advance), then publishes one manifest update.
Do not commit per statement. The parse-time D2 rule is a deliberate
boundary: one mutation query is constructive (insert/update) or destructive
(delete), not both — so read-your-writes within a query stays unambiguous
and each table commits at most one version. Compose mixed operations via
separate mutations, or a branch for single-commit atomicity.
Read [writes.md](writes.md) and [execution.md](execution.md).
5. **Recovery is part of the commit protocol.** Writers that can advance Lance
HEAD before manifest publish must write `__recovery/{ulid}.json` sidecars.
`Omnigraph::open` in read-write mode runs the all-or-nothing sweep; the
write entry points (`load_as`, `mutate_as`, `apply_schema_as`,
`branch_merge_as`) and `refresh` run roll-forward-only recovery in-process,
so a long-lived process converges on its next write rather than at restart. Do not add a new writer kind without
sidecar coverage or an explicit proof that no Lance HEAD can move before
manifest publish.
6. **Strong consistency is the default.** Reads are snapshot-isolated, writes
are durable before acknowledgement, and branch reads observe the current
committed graph state. Any eventual-consistency mode must be explicit,
read-only, auditable, and non-default.
7. **Indexes are derived state.** Reads must see the correct result for the
branch they read even when index coverage is partial. Expensive index work
should converge from manifest state instead of extending the critical write
path. Scalar staged index builds and vector inline residuals are documented
in [writes.md](writes.md) and [indexes.md](../user/search/indexes.md).
8. **Schema identity survives renames.** Accepted schema identity must remain
stable across type and property renames. Rename support belongs in migration
planning, not in "drop and recreate" behavior. See the known gap below.
9. **Schema/data integrity failures are loud.** Type errors, required-field
misses, invalid edge endpoints, cardinality violations, and unsupported
mixed mutation modes fail before a graph commit is published. The system must
not invent placeholder nodes or silently weaken integrity.
10. **Query semantics are first-class IR concepts.** Search modes, mutations,
polymorphism, traversal, retrieval scores, imports, and policy predicates
belong in typed AST/IR/planner structures. Do not smuggle semantics through
strings, side tables, global state, or transport-specific flags.
11. **Transport/auth stay at the boundary.** Kernel crates should not depend on
HTTP, OpenAPI, bearer-token parsing, or future transport protocols. The
server resolves bearer tokens to actors; clients cannot set actor identity
directly.
12. **Bearer-token plaintext is not retained.** Server startup hashes bearer
tokens, authentication uses constant-time comparison, and request handling
carries only the resolved actor identity and hash-derived match state.
13. **Operational failures are bounded and observable.** Timeout, memory, OOM,
partial result, recovery, and conflict paths must fail loudly or degrade in
a documented way. If a metric affects plan choice or operator behavior, it
must be exposed through the relevant trait or observability surface.
14. **Tests match the boundary being changed.** Prefer extending the existing
test that owns the area. Planner changes need planner-level coverage,
storage changes need storage/recovery coverage, and end-to-end tests are not
a substitute for missing lower-level assertions. Read [testing.md](testing.md)
before adding tests.
15. **One source of truth, cheaply derived.** Lance and the manifest are the
source of truth. Everything the engine needs at runtime is a derived view of
them: read or projected on demand, held warm, refreshed by a cheap probe. Two
failure modes are forbidden. A *parallel copy* the engine maintains can drift
from the source, and that divergence compounds over time. *Cold
re-derivation* rebuilds the view from the full source on every call, so its
cost grows with history. Invariants 1 and 7, and the deny-list "state that
drifts" and "manifest-derivable reconciler" items, are instances; so is
bounding a read's cost to its working set rather than the commit count. This
is the structural face of "engineering is programming integrated over time":
both failure modes are liabilities that compound as the system grows.
## Current Truth Matrix
| Area | Current state | Source |
|---|---|---|
| Multi-table commit | Manifest CAS plus recovery sidecars; not a single Lance primitive | [writes.md](writes.md), [architecture.md](architecture.md) |
| Constructive mutations | In-memory `MutationStaging`, one end-of-query table commit per touched table, then one manifest publish | [writes.md](writes.md), [execution.md](execution.md) |
| Deletes | Staged like inserts/updates (`stage_delete` via Lance 7.0 `DeleteBuilder::execute_uncommitted`, MR-A) — no inline HEAD advance; mixed insert/update/delete in one query rejected by D2 as a deliberate boundary (constructive XOR destructive per query; compose via separate mutations or a branch) | [query-language.md](../user/queries/index.md), [writes.md](writes.md) |
| Branch delete | Manifest is the single authority, flipped atomically first; per-table forks + commit-graph branch are derived state, reclaimed best-effort (`force_delete_branch`) with the `cleanup` reconciler as the guaranteed backstop. Reusing a name whose reclaim failed before `cleanup` surfaces an actionable error | [branches-commits.md](../user/branching/index.md), [maintenance.md](../user/operations/maintenance.md) |
| Schema validation | Type checks, required fields, defaults, edge endpoint checks, and edge cardinality are enforced on write paths | [schema-language.md](../user/schema/index.md), [execution.md](execution.md) |
| Unique constraints | Intra-batch and write-path checks exist; intake and branch-merge derive the composite key through one shared function (`loader::composite_unique_key`, a separator-free `Vec<String>` tuple) and fail loudly on an un-keyable column type rather than silently exempting it; full cross-version uniqueness against already-committed rows is still a gap | [schema-language.md](../user/schema/index.md) |
| Storage trait | `TableStorage` (via `db.storage()`) is staged-only; the sole inline-commit residual (`create_vector_index`) is split onto a separate sealed `InlineCommitResidual` trait reached via `db.storage_inline_residual()` (MR-854), so §1 holds by construction; capability/stat surfaces are roadmap | [writes.md](writes.md), [architecture.md](architecture.md) |
| Index lifecycle | `@index`/`@key` declares *intent*; the physical index is derived state and never fails a logical op. `schema apply` builds no indexes (records intent only; index-only changes touch no table data). `load`/`mutate` build inline through one chokepoint (`build_indices_on_dataset_for_catalog`, type-dispatched by `node_prop_index_kind`: enum + orderable scalar → BTREE, free-text String → FTS, Vector → vector) that fault-isolates an untrainable Vector column into a *pending* index instead of aborting. `optimize`/`ensure_indices` is the reconciler: it creates declared-but-missing indexes and folds appended/rewritten fragments into existing ones (`optimize_indices`), reporting still-pending columns. Explicit maintenance call, not yet a background loop | [indexes.md](../user/search/indexes.md), [maintenance.md](../user/operations/maintenance.md) |
| Traversal IDs | Runtime still builds `TypeIndex`; Lance stable row-id based graph IDs are roadmap | [architecture.md](architecture.md), [query-language.md](../user/queries/index.md) |
| Auth | Bearer token hashing and server-side actor resolution are implemented at the HTTP boundary | [server.md](../user/operations/server.md), [policy.md](../user/operations/policy.md) |
| Tests | Tempdir-backed Lance tests are the current substrate; the storage adapter has an in-memory backend for adapter-level contract tests, but Lance datasets bypass it | [testing.md](testing.md) |
The branch-delete reconciler is authority-derived: it reclaims orphaned forks
today and degrades to a no-op if Lance ships an atomic multi-dataset branch
operation, so the design composes with that future rather than blocking it. This
is the same shape as invariant 7 (indexes are derived state); prefer it over a
recovery-sidecar-style approach for any new multi-dataset metadata operation,
since the sidecar would be scaffolding to remove once the substrate closes the gap.
## Known Gaps
Do not hide these behind invariant wording. Either move them forward or keep
them explicit.
- **Rename-stable schema identity:** the invariant is that accepted IDs survive
renames. The current compiler still derives type IDs from `kind:name`; this
must be fixed before relying on renamed IDs across accepted schemas.
- **Storage abstraction:** `TableStorage` is present, sealed, and canonical for
staged writes. MR-854 sealed it: `db.storage()` exposes only staged primitives
+ reads, and the inline-commit residuals are split onto a separate sealed
`InlineCommitResidual` trait reached via `db.storage_inline_residual()`, so a
new writer cannot couple a write with a HEAD advance through the default
surface. The dead legacy methods (`append_batch` on the trait,
`merge_insert_batch{,es}`, `create_{btree,inverted}_index`) were removed. MR-A
migrated `delete` onto the staged surface (`TableStorage::stage_delete` via
Lance 7.0 `DeleteBuilder::execute_uncommitted`, #6658) and retired
`InlineCommitResidual::delete_where`, so the sole remaining residual is
`create_vector_index`, gated on Lance #6666 (still open). See [lance.md](lance.md)
and [writes.md](writes.md). New write paths should use the staged shape unless a
documented Lance blocker applies.
- **Vector indexes:** `create_vector_index` still advances Lance HEAD inline —
segment-commit needs `build_index_metadata_from_segments`, `pub(crate)` in Lance
7.0.0 (#6666 open). Keep recovery coverage in place until that residual is
removed. (`delete` is no longer a residual — staged in MR-A. D2 is not a gap:
it is a deliberate constructive-XOR-destructive boundary, documented in
Invariant 4 and the truth matrix.)
- **Blob-column compaction:** Lance `compact_files` mis-decodes blob-v2 columns
under its forced `BlobHandling::AllBinary` read ("more fields in the schema
than provided column indices"), so `optimize` skips any table with a `Blob`
property — reporting `SkipReason::BlobColumnsUnsupportedByLance` (loud, not a
silent drop) behind the `LANCE_SUPPORTS_BLOB_COMPACTION` gate. Reads and writes
are unaffected; only space/fragment reclamation on blob tables is deferred.
Remove the skip when the upstream Lance fix lands — the
`lance_surface_guards.rs::compact_files_still_fails_on_blob_columns` guard
turns red on that bump to force it.
- **Recovery is serialized against live writers in-process only:** the
write-entry heal (and `refresh`) serialize against a live writer's sidecar
lifetime via the per-`(table, branch)` write queues plus the schema-apply
serialization key — all in-process primitives. A recovery pass in one
process cannot serialize against a live writer in another (the open-time
sweep has the same exposure, and always has): it may roll a live foreign
writer's sidecar forward, which degrades to publisher-CAS contention for
data writes but can race the schema-staging promotion for a foreign live
schema apply. The roll-**forward** CAS contention is now
convergence-idempotent: when the publish loses the CAS to a concurrent
writer that already reached the sidecar's goal, the sweep treats it as
convergence (record the `RolledForward` audit + delete) rather than a fatal
`ExpectedVersionMismatch`, and defers when the manifest is only partway
(`converge_or_defer_roll_forward` in `db/manifest/recovery.rs`;
iss-schema-apply-reopen-recovery-race). So a concurrent advance no longer
fails the open. The schema-staging promotion race and the destructive
roll-**back** path (Lance `Restore` "trumps" a concurrent commit, so it
cannot be made idempotent — iss-recovery-sweep-live-writer-rollback) still
need the cross-process primitive. Multi-process writers on one graph are
already documented one-winner-CAS territory; closing this fully needs a
cross-process serialization primitive (e.g. lease-based use of the
schema-apply lock branch) — design it before promoting multi-process write
topologies.
- **Fork reclaim is in-process-safe only:** the first write to a table on a
branch forks it (a Lance `create_branch` that advances state before the
manifest publish). An interrupted fork (crash, or a cancelled request
future) leaves a manifest-unreferenced branch ref. The next write self-heals
it — `reclaim_orphaned_fork_and_refork` (`force_delete_branch` + re-fork)
— but reclaim is only safe because the writer holds the per-`(table,
branch)` write queue from before the fork through the publish AND re-checks
the live manifest under it, so no *in-process* writer can be mid-fork. A
reclaim cannot serialize against a foreign-*process* in-flight fork: it may
force-delete a peer's just-created ref, which makes that peer's commit fail
and retry — the same one-winner-CAS exposure as above, not corruption. The
reclaim never fires unless in-process-queue + manifest authority both prove
the ref is manifest-unreferenced. `cleanup`'s per-table reconciler
(`reconcile_orphaned_branches`) is the guaranteed backstop for any fork the
write path never revisits. Both degrade to a no-op if Lance ships an atomic
multi-dataset branch op.
- **Local `write_text_if_match` is not a cross-process CAS:** object-store
backends use a true conditional put (ETag If-Match; the in-memory test
backend too), but upstream `object_store` leaves `PutMode::Update`
unimplemented for `LocalFileSystem`, so the local path emulates CAS with
a content-token compare followed by an atomic replace — a check-then-act
gap plus content-token ABA. Every current caller goes through the cluster
lock protocol first, which makes this safe. A lock-free caller would get
S3-correct but local-racy behavior — the same divergence shape as the
acknowledged-before-visible bug this branch fixed. Close it (local CAS
primitive, or a trait-level lock requirement) before admitting any
lock-free `if_match` caller.
- **Manifest→commit-graph publish atomicity — CLOSED (RFC-013 Phase 7):** graph
lineage now lives ONLY in `__manifest`, as `graph_commit` + `graph_head:<branch>`
rows written in the SAME `MergeInsertBuilder` commit as the table-version rows
(`commit_changes_with_lineage``GraphNamespacePublisher::publish` with a
`LineageIntent`). There is no second write to fail between — a graph commit and
its lineage land at one manifest version atomically, so a crash after the publish
leaves no gap. The commit-graph cache is a derived projection of those manifest
rows; nothing writes `_graph_commits.lance` (it persists only to carry branch
refs). The prior two-write gap (manifest at N with no `_graph_commits` row for N)
is gone by construction. A graph created before Phase 7 (internal schema v3)
carries its lineage only in `_graph_commits.lance`; the `migrate_v3_to_v4`
internal-schema step (`db/manifest/migrations.rs`) backfills it into `__manifest`
per-branch on the first read-write open (idempotent, crash-safe, data-preserving),
and a read-only open of an un-migrated v3 graph sources the DAG from
`_graph_commits.lance` via a stamp-gated transitional fallback so reads stay
correct until the first write migrates it. An old binary refuses a v4-stamped
graph (read-write and read-only) with the standard upgrade error. The migration
is **loud on failure and concurrent-runner idempotent**: the legacy-open read
(`read_legacy_commit_cache`) treats only a genuine not-found as "no legacy data"
and propagates any other open error (so a transient/corrupt open can never stamp
v4 over an empty backfill — orphaning lineage permanently), and the backfill
converges all-or-nothing when two runners open the same legacy graph at once — a
bounded re-open retry on the `graph_head:<branch>` row-level CAS plus an
idempotent terminal stamp bump (both runners write the same value, so a concurrent
`UpdateConfig`/`IncompatibleTransaction` loss re-opens and no-ops if the stamp
already landed). The branch read path (`load_commit_cache_for_branch`) also
refuses an out-of-range branch stamp (`> CURRENT` or `< MIN_SUPPORTED`;
defense-in-depth; not a live hole because migrations run main-first, so main
refuses first). The migration chain is **floor-bounded**:
`MIN_SUPPORTED_INTERNAL_SCHEMA_VERSION` (migrations.rs; 1 today, a pure no-op) is
the oldest stamp this binary opens, enforced symmetrically with the ceiling by the
single `refuse_if_stamp_unsupported` guard at all three stamp-read sites
(write-path migrate, read-only open, branch lineage-read). Raising MIN sheds the
now-dead `migrate_vN_…` arms and (at MIN ≥ 4) the `commit_graph_legacy_v3` legacy
readers; a compile-time tripwire (`LOWEST_REGISTERED_MIGRATION_SOURCE`) fails the
build if the floor and the lowest registered arm drift. Retirement runbook lives on
the `MIN_SUPPORTED_INTERNAL_SCHEMA_VERSION` doc-comment.
- **Planner capability/stat surfaces:** cost-aware planning, complete
capability advertisement, and explain-with-cost are roadmap. Do not describe
them as implemented.
- **Traversal execution:** current multi-hop execution still uses `TypeIndex`,
ad-hoc ID filtering, and eager materialization in places. Stable row IDs, SIP,
and factorization are target patterns, not current fact.
- **Retrieval ranks:** hybrid search works, but rank/score are not yet carried
everywhere as ordinary columns through the plan.
- **Policy pushdown and `Source`:** Cedar enforcement is at the HTTP boundary
today, and imports are still loader-shaped. Planner predicates and a unified
`Source` operator are roadmap.
- **Resource bounds:** some operations still lack enforced per-query memory or
time budgets. New long-running work should add explicit bounds rather than
widening the gap.
- **Read-path re-derivation (largely closed by the query-latency work):**
snapshot resolution used to re-open a fresh coordinator per read (a full
`__manifest` re-scan plus two commit-graph scans), open each table through the
namespace (two more `__manifest` scans per table), validate the schema twice,
and share no Lance `Session`. That was an O(commits) cost that never warmed up.
Fix 1 (warm coordinator reuse behind a `latest_version_id` probe), Fix 2 (open
tables by location+version), finding A (validate once), and Fix 3 (a held
`Dataset`-handle cache keyed by `(table, branch, version, e_tag when Lance
exposes it)` plus one shared `Session` per graph) remove that tax: a warm
same-branch read does one probe, one schema read, and zero opens on a repeat.
Non-main branch freshness compares the manifest incarnation (`version` plus
manifest-location e_tag when available, otherwise Lance manifest timestamp),
because Lance branch names can be deleted/recreated at the same version number;
the manifest e_tag is carried into synthetic snapshot ids when available, and
a detected same-branch manifest refresh clears read caches as the fallback for
e_tag-less table locations/topology. Remaining: `optimize` now compacts the
internal metadata tables (`__manifest`, `_graph_commits`) too (RFC-013 step 2),
so a *periodically-optimized* graph keeps the probe/refresh/per-write scan flat
in history; but they are not yet brought into `cleanup` (version GC), so the
`_versions/` chain still grows until an explicit cleanup (the cleanup half is
deferred — it needs the Q8 cleanup-resurrection watermark first). The commit
graph IS now reconcilable from the manifest (RFC-013 Phase 7 — it is a pure
projection of the `graph_commit`/`graph_head` rows); the traversal id-map is
still rebuilt.
- **Commit-graph parent under concurrency — CLOSED (RFC-013 Phase 7):** the graph
commit is now recorded in the manifest publish CAS, and the publisher resolves
the new commit's parent INSIDE its retry loop, per attempt, from the just-loaded
`__manifest` (the `should_replace_head` winner over the visible `graph_commit`
rows). A CAS-conflict retry re-reads the advanced head and parents correctly, so
the refresh-then-append TOCTOU is gone. Two processes writing disjoint tables on
the same branch now also contend on the shared `graph_head:<branch>` row (one
`object_id`, `WhenMatched::UpdateAll`): one wins, the other retries and re-parents
— so the cross-process disjoint-table fork is closed too. This is the intended
§7.1 contention point, pinned by
`manifest::tests::concurrent_disjoint_writes_share_head_and_form_linear_chain`
(two disjoint writers → both commit, single linear chain) and
`manifest::tests::n_concurrent_disjoint_writers_converge_to_one_linear_chain`
(N=8 disjoint writers with app-level retry → one linear chain of 8, no fork).
## Deny-list
If a proposal fits one of these, the burden is on the proposer to prove why the
case is exceptional.
- Custom WAL, transaction manager, buffer pool, page format, or storage engine.
- Per-table graph publishing outside the manifest publisher.
- Re-reading current branch head during a query instead of using the captured
snapshot.
- New write paths that can advance Lance HEAD before manifest publish without a
recovery sidecar.
- Cross-query `BEGIN`/`COMMIT` transactions in the OSS engine. Use branches and
merges for multi-query workflows.
- Acknowledging writes before durable Lance and manifest persistence.
- Silent fallback to eventual consistency, partial results, or dropped rows.
- State that drifts from Lance or the manifest when it can be derived.
- Job queues for manifest-derivable state where a reconciler is the right shape.
- Synchronous inline vector/FTS index rebuilds on the query commit path, except
for documented Lance API residuals.
- Side-channels for query semantics: hidden globals, magic strings, transport
flags, or out-of-band metadata.
- Cost-blind plan choice when statistics are available or required.
- Hidden statistics for behavior that affects planning or operator choice.
- Hash-map iteration order in result ordering, plan choice, or migration output.
- Cold re-derivation on the hot path: rebuilding from the full source what could
be held warm and refreshed cheaply, so cost scales with history rather than the
working set (the cost face of invariant 15; "state that drifts" above is its
shadow-copy face).
- String-flattened SQL/filter generation when a structured pushdown API is
available.
- Eager multi-hop cross-product materialization when factorization fits.
- Ad-hoc `IN`-list filtering where SIP or another structured selectivity path
fits.
- Discarding retrieval score/rank before fusion or projection decisions.
- Auto-creating placeholder nodes for orphan edges.
- Raw filesystem I/O for cluster-stored state (ledger, lock, sidecars,
approvals, catalog) outside the cluster crate's storage module — every
stored byte goes through the engine `StorageAdapter` so `file://` and
`s3://` stay one code path.
- Wire-protocol-specific code in compiler or engine crates.
- Cloud-only correctness fixes or forks of the OSS engine for correctness.
- Mutating immutable substrate state in place, including Lance fragments or
index segments.
- Shipping observable behavior as if it were not part of the contract. Output
ordering, error text, timestamp precision, defaults, and latency profiles all
become dependencies once exposed.
## Review Checklist
Use this as yes/no/NA for any non-trivial design or PR:
- Does it respect Lance/DataFusion instead of rebuilding them?
- Does it preserve manifest-atomic graph visibility?
- Does every query keep one snapshot for its lifetime?
- Do mutations publish once at the commit boundary?
- Can every Lance-HEAD-before-manifest gap recover all-or-nothing?
- Are schema and edge integrity checks strict by default?
- Are query semantics represented in AST/IR/planner structures?
- Are transport, auth, and policy boundaries preserved?
- Are failures bounded, typed, and observable?
- Are result ordering and plan choices deterministic within a snapshot?
- Are stats/capabilities exposed when behavior depends on them?
- Are existing known gaps left no worse and documented if touched?
- Does the test live at the same boundary as the change?
- Is this operation's cost bounded with respect to history and scale, or does it
re-derive warm state from cold storage per call?
- Does the change avoid every deny-list pattern, or justify the exception?
## Maintenance Policy
Update this file when an invariant changes, a known gap opens or closes, or a
new review anti-pattern deserves deny-list treatment. Prefer stable headings
over numbered sections so other docs can link here without churn.
Removing or relaxing a hard invariant requires the same review process as code.
Adding a known gap is acceptable when it makes reality explicit; leaving stale
claims is not.