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Query time provenance tech spec
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docs/tech-specs/query-time-provenance.md
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# Query-Time Provenance: Agent Explainability
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## Status
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Draft - Gathering Requirements
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## Overview
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This specification defines how the agent framework records and communicates provenance during query execution. The goal is full explainability: tracing how a result was obtained, from final answer back through reasoning steps to source data.
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Query-time provenance captures the "inference layer" - what the agent did during reasoning. It connects to extraction-time provenance (source layer) which records where facts came from originally.
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## Terminology
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| Term | Definition |
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|------|------------|
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| **Provenance** | The record of how a result was derived |
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| **Provenance Node** | A single step or artifact in the provenance DAG |
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| **Provenance DAG** | Directed Acyclic Graph of provenance relationships |
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| **Query-time Provenance** | Provenance generated during agent reasoning |
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| **Extraction-time Provenance** | Provenance from data ingestion (source metadata) - separate spec |
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## Architecture
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### Two Provenance Contexts
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1. **Extraction-time** (out of scope for this spec):
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- Generated when data is ingested (PDF extraction, web scraping, etc.)
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- Records: source URL, extraction method, timestamps, funding, authorship
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- Already partially implemented via source metadata in knowledge graph
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- See: `docs/tech-specs/extraction-time-provenance.md` (notes)
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2. **Query-time** (this spec):
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- Generated during agent reasoning
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- Records: tool invocations, retrieval results, LLM reasoning, final conclusions
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- Links to extraction-time provenance for retrieved facts
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### Provenance Flow
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```
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Agent Session
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│
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├─► Tool: Knowledge Query
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│ │
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│ ├─► Retrieved Fact A ──► [link to extraction provenance]
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│ └─► Retrieved Fact B ──► [link to extraction provenance]
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│
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├─► LLM Reasoning Step
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│ │
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│ └─► "Combined A and B to conclude X"
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│
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└─► Final Answer
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│
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└─► Derived from reasoning step above
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```
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### Storage
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- Provenance stored in knowledge graph infrastructure
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- Segregated from main data for separate retrieval patterns
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- Query-time provenance references extraction-time provenance nodes
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- Persists beyond agent session (reusable, auditable)
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### Real-Time Streaming
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Provenance events stream back to the client as the agent works:
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1. Agent invokes tool
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2. Tool generates provenance data
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3. Provenance stored in graph
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4. Provenance event sent to client
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5. UX builds provenance visualization incrementally
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## Provenance Node Structure
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Each provenance node represents a step in the reasoning process.
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### Core Fields
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| Field | Description |
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|-------|-------------|
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| `id` | Unique identifier for this provenance node |
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| `session_id` | Agent session this belongs to |
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| `timestamp` | When this step occurred |
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| `type` | Node type (see below) |
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| `derived_from` | List of parent node IDs (DAG edges) |
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### Node Types
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| Type | Description | Additional Fields |
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|------|-------------|-------------------|
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| `retrieval` | Facts retrieved from knowledge graph | `facts`, `source_refs` |
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| `tool_invocation` | Tool was called | `tool_name`, `input`, `output` |
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| `reasoning` | LLM reasoning step | `prompt_summary`, `conclusion` |
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| `answer` | Final answer produced | `content` |
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### Example Provenance Node
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```json
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{
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"id": "prov-12345",
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"session_id": "session-abc",
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"timestamp": "2024-01-15T10:30:00Z",
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"type": "retrieval",
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"derived_from": [],
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"facts": [
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{"id": "fact-001", "content": "Swallow airspeed is 8.5 m/s"}
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],
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"source_refs": ["extract-prov-789"]
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}
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```
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```json
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{
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"id": "prov-12346",
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"session_id": "session-abc",
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"timestamp": "2024-01-15T10:30:01Z",
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"type": "reasoning",
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"derived_from": ["prov-12345"],
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"prompt_summary": "Asked to determine average swallow speed",
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"conclusion": "Based on retrieved data, average speed is 8.5 m/s"
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}
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```
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## Provenance Events
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Events streamed to the client during agent execution.
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### Event Structure
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```json
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{
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"event_type": "provenance_update",
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"session_id": "session-abc",
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"node": { ... provenance node ... }
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}
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```
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### Integration with Agent Response
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The existing `AgentResponse` streams chunks back to the client. Provenance events extend this:
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**Option A: Separate provenance chunks**
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Add a new `chunk_type: "provenance"` to `AgentResponse`.
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**Option B: Parallel stream**
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Provenance flows on a separate topic/channel alongside the main response.
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## Tool Provenance Reporting
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Tools report provenance as part of their execution.
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### Minimum Reporting (all tools)
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Every tool can report at minimum:
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- Tool name
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- Input arguments
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- Output result
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### Enhanced Reporting (tools that can describe more)
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Tools that understand their internals can report:
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- What sources were consulted
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- What reasoning/transformation was applied
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- Confidence scores
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- Links to extraction-time provenance
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### Graceful Degradation
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Tools that can't provide detailed provenance still participate:
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```json
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{
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"type": "tool_invocation",
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"tool_name": "calculator",
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"input": {"expression": "8 + 5"},
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"output": "13",
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"detail_level": "basic"
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}
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```
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## Open Questions
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### Provenance Node Identity
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How are provenance nodes identified across sessions?
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- UUID per node?
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- Content-addressable (hash of content)?
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- Hierarchical (session-id/step-number)?
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### Graph vs Tree
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The provenance structure is described as a DAG:
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- Can a provenance node have multiple parents? (e.g., reasoning step combines multiple facts)
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- Can the same extraction-time node be referenced by multiple query-time sessions?
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### Retrieval Granularity
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When the agent retrieves facts:
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- One provenance node per retrieval call?
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- One provenance node per fact retrieved?
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- Both (retrieval node with child fact nodes)?
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### Storage Segregation
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How is provenance segregated in the knowledge graph?
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- Separate named graph?
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- Prefix on node IRIs?
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- Separate collection?
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### Linking to Extraction Provenance
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How does query-time provenance reference extraction-time provenance?
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- Direct IRI reference?
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- Separate linking mechanism?
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### Client Protocol
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How do provenance events reach the client?
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- Extension to existing AgentResponse?
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- Separate Pulsar topic?
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- Separate field in response envelope?
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## Implementation Considerations
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### Files Likely Affected
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| Area | Changes |
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|------|---------|
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| Agent service | Generate provenance events |
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| Tool implementations | Report provenance data |
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| Agent response schema | Add provenance event type |
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| Knowledge graph | Provenance storage/retrieval |
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### Backward Compatibility
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- Existing agent clients continue to work (provenance is additive)
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- Tools that don't report provenance still function
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## References
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- PROV-O (PROV-Ontology): W3C standard for provenance modeling
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- Current agent implementation: `trustgraph-flow/trustgraph/agent/react/`
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- Agent schemas: `trustgraph-base/trustgraph/schema/services/agent.py`
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- Extraction-time provenance notes: `docs/tech-specs/extraction-time-provenance.md`
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