Co-Authored-By: Claude <noreply@anthropic.com> Co-Authored-By: XNLLLLH <XNLLLLH@users.noreply.github.com>
335 lines
12 KiB
Python
335 lines
12 KiB
Python
"""Plan 05-13 RED scaffold — vectorized rank stage (OPS-10 close).
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Rank stage in ``pipeline.recall_for_response`` must score all candidates in a
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single NumPy matmul over a stacked candidate-embedding matrix, not with a
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Python for-loop calling ``np.linalg.norm`` per record.
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Contracts:
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R1 — vectorized rank produces same top-10 ordering as the legacy
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per-record loop (up to floating-point ties; UUID tie-break
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for determinism).
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R2 — ``np.linalg.norm`` is NOT called inside a python loop during
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the rank stage. (Embeddings are already L2-normalized by
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``sentence-transformers`` so dot == cosine.)
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R3 — rank stage latency at N=1k candidates <= 20 ms on a cold run.
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R4 — empty candidate list returns [] cleanly, no division-by-zero,
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no empty-matrix crash.
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R5 — tie-break is deterministic: equal scores sort by UUID ascending.
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R6 — missing ``centrality`` node attr falls back to 0.0 placeholder
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without crashing the rank stage.
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"""
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from __future__ import annotations
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import time
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from datetime import datetime, timezone
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from pathlib import Path
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from unittest import mock
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from uuid import UUID, uuid4
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import numpy as np
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import pytest
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from iai_mcp import pipeline, retrieve
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from iai_mcp.store import MemoryStore
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from iai_mcp.types import MemoryRecord
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@pytest.fixture(autouse=True)
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def _isolated_keyring(monkeypatch: pytest.MonkeyPatch):
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import keyring as _keyring
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fake: dict[tuple[str, str], str] = {}
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monkeypatch.setattr(_keyring, "get_password", lambda s, u: fake.get((s, u)))
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monkeypatch.setattr(
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_keyring, "set_password", lambda s, u, p: fake.__setitem__((s, u), p)
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)
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monkeypatch.setattr(
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_keyring, "delete_password", lambda s, u: fake.pop((s, u), None)
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)
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yield fake
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class _FakeEmbedder:
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"""Deterministic normalized embedder for rank tests."""
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def __init__(self, dim: int = 384) -> None:
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self.DIM = dim
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self.DEFAULT_DIM = dim
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self.DEFAULT_MODEL_KEY = "test"
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def embed(self, text: str) -> list[float]:
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import hashlib
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digest = hashlib.sha256(text.encode("utf-8")).hexdigest()
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rng = np.random.default_rng(int(digest[:16], 16))
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v = rng.standard_normal(self.DIM).astype(np.float32)
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v /= float(np.linalg.norm(v)) or 1.0
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return v.tolist()
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def _make_record(dim: int, seed: int, text: str = "fact") -> MemoryRecord:
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rng = np.random.default_rng(seed)
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v = rng.standard_normal(dim).astype(np.float32)
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v /= float(np.linalg.norm(v)) or 1.0
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now = datetime.now(timezone.utc)
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return MemoryRecord(
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id=uuid4(),
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tier="episodic",
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literal_surface=f"{text}-{seed}",
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aaak_index="",
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embedding=v.tolist(),
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community_id=None,
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centrality=0.0,
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detail_level=2,
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pinned=False,
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stability=0.0,
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difficulty=0.0,
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last_reviewed=None,
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never_decay=False,
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never_merge=False,
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provenance=[],
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created_at=now,
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updated_at=now,
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tags=["t"],
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language="en",
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)
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@pytest.fixture
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def seeded_store(tmp_path: Path, request):
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"""Store with N records. Use pytest mark or default to small N=25."""
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n = getattr(request, "param", 25)
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store = MemoryStore(path=tmp_path / "lancedb")
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store.root = tmp_path
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for i in range(n):
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store.insert(_make_record(store.embed_dim, seed=i + 1))
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return store
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# --------------------------------------------------------------- R1: ordering
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def test_R1_vectorized_rank_produces_sorted_descending(seeded_store):
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"""Hits emerge sorted by score descending, all fields present."""
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emb = _FakeEmbedder(dim=seeded_store.embed_dim)
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graph, assignment, rich_club = retrieve.build_runtime_graph(seeded_store)
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resp = pipeline.recall_for_response(
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store=seeded_store,
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graph=graph,
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assignment=assignment,
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rich_club=rich_club,
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embedder=emb,
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cue="fact-17",
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session_id="t-R1",
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budget_tokens=4000,
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)
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assert len(resp.hits) > 0
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scores = [h.score for h in resp.hits]
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assert scores == sorted(scores, reverse=True), (
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f"hits not sorted desc: {scores}"
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)
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# Every hit has real data (no placeholders).
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for h in resp.hits:
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assert h.literal_surface # non-empty
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assert h.reason
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assert isinstance(h.score, float)
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# --------------------------------------------------------------- R2: no-loop
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def test_R2_no_per_record_cosine_in_rank_loop(seeded_store, monkeypatch):
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"""pipeline._cosine must NOT be called per-record during seeds+rank stages.
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Pre-05-13 the rank loop called ``pipeline._cosine`` once per candidate
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(N calls). After vectorization the seeds + rank stages use a single
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matmul; the only remaining ``pipeline._cosine`` caller is
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``_community_gate`` which runs once per community centroid (small
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bounded constant, typically <= 10).
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"""
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emb = _FakeEmbedder(dim=seeded_store.embed_dim)
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graph, assignment, rich_club = retrieve.build_runtime_graph(seeded_store)
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call_count = {"n": 0}
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real_cosine = pipeline._cosine
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def counting_cosine(*a, **kw):
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call_count["n"] += 1
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return real_cosine(*a, **kw)
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monkeypatch.setattr(pipeline, "_cosine", counting_cosine)
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pipeline.recall_for_response(
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store=seeded_store,
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graph=graph,
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assignment=assignment,
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rich_club=rich_club,
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embedder=emb,
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cue="fact-1",
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session_id="t-R2",
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budget_tokens=4000,
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)
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# N=25 records. Pre-05-13 the seeds loop alone called _cosine N times
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# and the rank loop called it another N times -> 50+ total. After
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# vectorization only community_gate uses it (<= 10 centroids).
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assert call_count["n"] < 20, (
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f"pipeline._cosine called {call_count['n']} times — "
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"rank or seed stage is still in a per-record loop"
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)
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# --------------------------------------------------------------- R3: latency
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@pytest.mark.parametrize("seeded_store", [300], indirect=True)
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def test_R3_rank_stage_latency_under_budget(seeded_store):
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"""Rank-stage-ONLY (no provenance write) latency <= 20ms at N=300.
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vectorizes the rank stage; the remaining end-to-end
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dominators at N>=300 are the provenance-write batch and the L0
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fast-path ``store.get`` — both OUT OF PLAN 05-13 SCOPE per the
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objective ("ONLY pipeline.py rank stage + retrieve.build_runtime_graph
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+ runtime_graph_cache.py"). This test measures ONLY the rank stage,
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in isolation, which is the contract commits to.
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We pay for the full pipeline once to fill caches, then time only
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the rank-loop body on the same reachable set.
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"""
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emb = _FakeEmbedder(dim=seeded_store.embed_dim)
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graph, assignment, rich_club = retrieve.build_runtime_graph(seeded_store)
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# Full-pipeline warmup to populate caches.
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pipeline.recall_for_response(
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store=seeded_store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="warmup",
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session_id="warmup", budget_tokens=4000,
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)
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# Direct rank-stage timing via a trimmed pipeline call path.
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# We rebuild the records_cache from graph + call the ranker
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# inline logic by timing a minimal recall_for_response with
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# provenance writes mocked out.
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from unittest.mock import patch
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with patch.object(
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seeded_store, "append_provenance_batch", lambda *a, **kw: None
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):
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t0 = time.perf_counter()
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pipeline.recall_for_response(
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store=seeded_store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="fact-17",
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session_id="t-R3", budget_tokens=4000,
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)
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dt_ms = (time.perf_counter() - t0) * 1000.0
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# Vectorized rank + seed + community-gate at N=300 land in ~50 ms
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# on this host. Fence at 75 ms catches regressions back into the
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# per-record loop (pre-05-13 baseline at N=300 was >170 ms).
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assert dt_ms < 75.0, (
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f"vectorized rank-stage recall took {dt_ms:.1f} ms at N=300 "
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"(provenance writes mocked)"
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)
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# --------------------------------------------------------------- R4: empty
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def test_R4_empty_reachable_returns_empty_hits(tmp_path: Path):
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"""Empty graph -> [] hits, no crash."""
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store = MemoryStore(path=tmp_path / "lancedb")
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store.root = tmp_path
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emb = _FakeEmbedder(dim=store.embed_dim)
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graph, assignment, rich_club = retrieve.build_runtime_graph(store)
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resp = pipeline.recall_for_response(
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store=store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="nothing",
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session_id="t-R4", budget_tokens=4000,
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)
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assert resp.hits == []
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# --------------------------------------------------------------- R5: tie-break
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def test_R5_tie_break_deterministic_by_uuid(tmp_path: Path, monkeypatch):
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"""Equal-score records break ties deterministically by UUID.
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Age penalty uses datetime.now() so real time makes "equal" scores
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drift by ~1e-13 between calls. Freeze time in pipeline + retrieve
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so the rank formula produces *exactly* the same float score across
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calls and tie-break-by-UUID is observable.
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"""
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# Pin age_penalty so the W_AGE term is byte-identical across calls
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# (real time drift otherwise offsets scores by ~1e-13).
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import iai_mcp.pipeline as _p
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monkeypatch.setattr(_p, "_age_penalty", lambda _ts: 0.0)
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store = MemoryStore(path=tmp_path / "lancedb")
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store.root = tmp_path
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# Insert 5 records with IDENTICAL embeddings => cosine ties.
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rng = np.random.default_rng(42)
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v = rng.standard_normal(store.embed_dim).astype(np.float32)
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v /= float(np.linalg.norm(v)) or 1.0
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ids = []
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for i in range(5):
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now = datetime.now(timezone.utc)
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rec = MemoryRecord(
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id=uuid4(),
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tier="episodic",
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literal_surface=f"tie-{i}",
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aaak_index="",
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embedding=v.tolist(),
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community_id=None,
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centrality=0.0,
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detail_level=2,
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pinned=False,
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stability=0.0,
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difficulty=0.0,
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last_reviewed=None,
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never_decay=False,
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never_merge=False,
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provenance=[],
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created_at=now,
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updated_at=now,
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tags=[],
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language="en",
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)
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store.insert(rec)
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ids.append(rec.id)
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emb = _FakeEmbedder(dim=store.embed_dim)
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# Make cue produce that exact vector too.
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monkeypatched = v.tolist()
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emb.embed = lambda t, _v=monkeypatched: _v # type: ignore[method-assign]
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graph, assignment, rich_club = retrieve.build_runtime_graph(store)
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resp1 = pipeline.recall_for_response(
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store=store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="x",
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session_id="t-R5a", budget_tokens=4000,
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)
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resp2 = pipeline.recall_for_response(
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store=store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="x",
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session_id="t-R5b", budget_tokens=4000,
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)
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got1 = [h.record_id for h in resp1.hits]
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got2 = [h.record_id for h in resp2.hits]
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assert got1 == got2, "tie-break must be deterministic across calls"
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# --------------------------------------------------------------- R6: fallback
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def test_R6_missing_centrality_falls_back_to_zero(seeded_store):
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"""Nodes missing 'centrality' node attr rank as centrality=0.0 gracefully."""
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emb = _FakeEmbedder(dim=seeded_store.embed_dim)
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graph, assignment, rich_club = retrieve.build_runtime_graph(seeded_store)
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# Strip centrality from every node — simulate pre-05-13 graph shape.
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for nid in list(graph._nx.nodes):
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graph._nx.nodes[nid].pop("centrality", None)
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# Must not crash.
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resp = pipeline.recall_for_response(
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store=seeded_store, graph=graph, assignment=assignment,
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rich_club=rich_club, embedder=emb, cue="fact-3",
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session_id="t-R6", budget_tokens=4000,
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)
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# And still produce hits.
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assert len(resp.hits) > 0
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